Responsible Manager training

This 2 hour interactive session explains the key regulatory obligations of Responsible Managers/Persons.

APRA has requirements under the RSE Licence for Responsible Persons and ASIC also has requirements for Responsible Managers under its AFS Licence. This session will assist participants to understand these requirements and the steps necessary to maintain compliance.  The session also addresses the collective fund obligations necessary to maintaining compliance in the provision of financial services. 

Key topics include:

  • What the regulators are monitoring
  • Industry case studies
  • Awareness of key risks in the fund processes

Who should register?

AFSL Responsible Managers / RSE Responsible /Persons.

Assessment

Not Applicable.

Delivery methodFacilitated - group
CPD Hours2 hours

Price is available on application

To book a session, or for further information, please contact the AIST education team on 03 8677 3800 or training@aist.asn.au